{"product_id":"9781526505200","title":"Conduct and Accountability in Financial Services A Practical Guide","description":"\u003ch1\u003eConduct and Accountability in Financial Services\u003c\/h1\u003e\u003ch2\u003eA Practical Guide\u003c\/h2\u003e\u003ch3\u003eStacey English | Susannah Hammond\u003c\/h3\u003e\u003cdiv\u003e\u003cb\u003eLaw \/ Banking\u003c\/b\u003e\u003c\/div\u003e\u003cbr\u003e\u003cdiv\u003e\u003cp\u003e\u003cb\u003eAre you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutiny on conduct and accountability?\u003c\/b\u003e\u003cbr\u003e\u003cbr\u003eThe 2008 financial crisis sparked major changes in global financial services regulation with attention and resources focused on the behaviour of firms and senior individuals and how they conduct their business. Regulatory reforms have been designed and implemented globally to address accountability and conduct in financial services. In the UK this has resulted in the Senior Managers and Certification Regime (SM\u0026amp;CR) being\u003cbr\u003eimplemented across all FSMA-regulated firms.\u003cbr\u003e\u003cbr\u003e\u003cb\u003eConduct and Accountability in Financial Services: A Practical Guide\u003c\/b\u003e provides comprehensive and expert guidance on how best to implement and comply with the SM\u0026amp;CR. In addition to acting as a guide to rule book requirements and regulatory expectations, it provides an in-depth look at the implications of the global focus on culture and conduct risk.\u003cbr\u003e\u003cbr\u003eA must-read text for all staff in UK financial services firms, professional associations, industry bodies, regulators, academics and advisers to financial services organisations, it covers:\u003cbr\u003e\u003cbr\u003e The context and regulatory basis for SM\u0026amp;CR including an overview of the development and roll-out of the regime\u003cbr\u003e Analysis of key changes from the previous 'approved person' approach\u003cbr\u003e Practical considerations for HR, internal audit and non-executive directors\u003cbr\u003e The increasing role of culture and conduct risk\u003cbr\u003e A practical overview of enforcement, penalties and learning lessons from enforcement actions\u003cbr\u003e Overarching principles of how to manage personal regulatory risk\u003cbr\u003e Regulatory relationship management\u003cbr\u003e The impact of technology\u003cbr\u003e An overview of related global developments\u003cbr\u003e Appendices with timeline, bibliography and a selection of other useful sources for senior managers\u003cbr\u003e\u003cbr\u003e\u003cb\u003eConduct and Accountability in Financial Services: A Practical Guide \u003c\/b\u003eis on the syllabus reading list for the Regulation and Compliance exam offered by the Chartered Institute of Securities and Investments.\u003cbr\u003e\u003cbr\u003eThis title is included in Bloomsbury Professional's Banking and Finance online service.\u003c\/p\u003e\u003c\/div\u003e\u003cdiv\u003e\u003cp\u003e\u003cb\u003eStacey English \u003c\/b\u003eis head of regulatory intelligence for Thomson Reuters with 20 years of regulatory compliance, risk and audit experience in financial services as a regulator and practitioner.\u003cbr\u003e\u003cbr\u003e\u003cbr\u003e\u003cb\u003eSusannah Hammond \u003c\/b\u003eis senior regulatory intelligence expert for Thomson Reuters with more than 25 years of wide-ranging compliance, regulatory and risk experience in international and UK financial services.\u003c\/p\u003e\u003c\/div\u003e\u003cbr\u003e\u003ctable\u003e\n\u003ctr\u003e\n\u003ctd\u003ePublication Date: \u003c\/td\u003e\n\u003ctd\u003e29 November 2018\u003c\/td\u003e\n\u003c\/tr\u003e\n\u003ctr\u003e\n\u003ctd\u003ePublisher: \u003c\/td\u003e\n\u003ctd\u003eBloomsbury Academic\u003c\/td\u003e\n\u003c\/tr\u003e\n\u003ctr\u003e\n\u003ctd\u003eImprint: \u003c\/td\u003e\n\u003ctd\u003eBloomsbury Professional\u003c\/td\u003e\n\u003c\/tr\u003e\n\u003ctr\u003e\n\u003ctd\u003eISBN-13: \u003c\/td\u003e\n\u003ctd\u003e9781526505200\u003c\/td\u003e\n\u003c\/tr\u003e\n\u003ctr\u003e\n\u003ctd\u003eFormat: \u003c\/td\u003e\n\u003ctd\u003ePaperback softback\u003c\/td\u003e\n\u003c\/tr\u003e\n\u003ctr\u003e\n\u003ctd\u003ePage Count: \u003c\/td\u003e\n\u003ctd\u003e360\u003c\/td\u003e\n\u003c\/tr\u003e\n\u003ctr\u003e\n\u003ctd\u003eWeight (oz): \u003c\/td\u003e\n\u003ctd\u003e20.32\u003c\/td\u003e\n\u003c\/tr\u003e\n\u003c\/table\u003e","brand":"Bloomsbury Academic","offers":[{"title":"Default Title","offer_id":55553039761548,"sku":"9781526505200","price":99.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0710\/9545\/1788\/files\/getimage_bae4211f-2b97-442b-80a1-a9e13779edab.jpg?v=1788313920","url":"https:\/\/lateknightbooks.com\/products\/9781526505200","provider":"Late Knight Books and Services, LLC","version":"1.0","type":"link"}